Compliance Report
"Each new presidential administration comes with shifts in the tenor and priorities of the SEC with respect to enforcement and rule-making. However, as with the general approach of the new administration, we expect more changes in this transition than most, especially given the control held by the Republican appointed
commissioners. We expect the headline grabbing announcements at the SEC to continue, especially on matters that have drawn attention in recent years (crypto, environmental and social initiatives, etc.). While the SEC’s core mission will stay the same, the execution of this core mission will also likely change. We are already seeing changes in internal procedures, staffing resources, and approach to industry engagement. Still, the basic functions of the SEC will likely stay the course."
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